Policies & standards

Central access to the editorial, peer review, authorship, ethics, consent, rights and open science policies that govern all journals in the IUMS portfolio.

Publisher-level policy suite for IUMS journals
Version v1.0 – last updated March 2025

Editorial governance & independence

Explains how Editors-in-Chief, associate editors and the publisher share responsibilities, how editorial independence is protected, and how conflicts of interest in editorial decision-making are managed.

Editorial governance
Editors & publisher
Defines the remit of Editors-in-Chief and boards, their relationship with the University and the publisher, and how strategic oversight is exercised without interfering with individual decisions.
  • Role descriptions for editors and boards
  • Editorship changes and handover
  • Handling editor conflicts of interest
  • Relationship with sponsoring societies or centres
Editorial independence
Integrity
Clarifies that decisions are based on scientific merit, ethical soundness and relevance, not on commercial, political or institutional pressure.
  • No direct influence of advertisers or sponsors
  • Firewalls between editorial and commercial decisions
  • How concerns about interference can be raised

Peer review & decision appeals

Describes the default double-anonymous review model, how reviewers are selected, how reports are used to reach decisions, and how authors can appeal or query those decisions.

Peer review model
Double-anonymous
By default, IUMS journals use double-anonymous peer review: authors and reviewers do not know each other’s identities, unless a journal clearly states an alternative model.
  • Initial editorial screening (“desk review”)
  • Criteria for inviting & excluding reviewers
  • Number of reviews and decision categories
  • Use of statistical or methodological reviewers
Appeals & queries
After decision
Sets out how authors can raise well-reasoned appeals or ask for clarification when they believe a decision is not consistent with journal policy or the evidence provided.
  • What counts as a valid appeal
  • Who reviews appeals and timelines
  • Possible outcomes of an appeal

Guidance for reviewers

Outlines expectations for reviewers regarding confidentiality, objectivity, conflicts of interest, responsible use of AI tools, and how to structure clear, constructive reports.

Reviewer responsibilities
Reviewers
Reviewers are asked to provide balanced, evidence-based comments focused on scientific rigour, ethics and clarity of reporting, while treating all materials as strictly confidential.
  • Before accepting an invitation
  • How to structure comments to authors and to editors
  • How to flag suspected ethical or integrity issues
  • Recognition and reviewer certificates

Authorship & contributorship

Defines who qualifies as an author, how contributions are documented, how changes to authorship are handled, and how group or corporate authorship is recorded.

Authorship criteria
ICMJE-inspired
IUMS journals use authorship criteria inspired by ICMJE: substantial contribution, drafting or critical revision, final approval, and shared accountability for the work.
  • Use of CRediT contributorship statements
  • Handling author additions or removals
  • Disputes and institutional involvement
Corresponding authors
Accountability
The corresponding author ensures all co-authors meet criteria, approve the manuscript, and are aware of submissions, revisions and communications with the journal.
  • Maintaining accurate affiliations and contact details
  • Managing responses to reviewers
  • Ensuring transparency about conflicts of interest

Generative AI & digital tools

Sets guardrails for responsible use of AI and other tools by authors, reviewers and editors, including disclosure requirements and prohibitions on fabricating content or breaching confidentiality.

AI & authorship
Not an author
AI systems cannot meet authorship criteria, cannot take responsibility for content, and must not be listed as authors or co-authors.
  • Permitted uses (e.g. language editing)
  • Required disclosures about AI support
  • Restrictions on uploading confidential material
AI in peer review
Confidentiality
Reviewers and editors must not upload manuscripts or non-public data to public AI tools; any institutionally approved tools must be used in ways that preserve confidentiality and maintain human accountability.
  • Scope of permitted AI-assisted reading or notes
  • Disclosure to editors where such tools are used

General author guidance

Summarises cross-portfolio requirements for manuscript structure, reporting guidelines, data availability, and submission checklists. Each journal also provides its own detailed “Guide for authors”.

Portfolio-wide guidance
Across journals
Provides shared expectations for article types, reporting standards, data statements and ethical disclosures applicable to all IUMS journals.
  • Recommended reporting guidelines (CONSORT, PRISMA, STROBE, CARE, etc.)
  • Data availability and transparency expectations
  • Submission checklists and file requirements

Research ethics & integrity

Sets out expectations for ethical conduct in studies involving humans, animals or sensitive data, and outlines how potential breaches of research integrity are assessed.

Human & animal ethics
Approvals & oversight
Requires appropriate ethics committee approval or waiver for human and animal research, transparent reporting of approval details, and adherence to national regulations and international frameworks.
  • Clinical trial registration requirements
  • Ethics for observational and qualitative studies
  • Animal welfare standards and reporting (e.g. ARRIVE)

Clinical trials: registration & reporting

Provides portfolio-wide expectations for the prospective registration, ethical conduct and transparent reporting of clinical trials in line with ICMJE and WHO recommendations.

Trial registration & transparency
Human intervention studies
Requires prospective registration of interventional trials in recognised registries, clear reporting of identifiers in submissions, and timely reporting of results regardless of study outcome.
  • Acceptable registries (e.g. IRCT, ClinicalTrials.gov, WHO ICTRP-listed registries)
  • Prospective registration before enrolment of the first participant
  • Reporting trial IDs in the abstract and methods section
  • Updating registry records and reporting protocol changes

Image integrity & figure preparation

Explains how images, including clinical photographs and scientific figures, must be captured, processed and presented so that they accurately reflect the underlying data.

Image manipulation & originals
Data fidelity
Prohibits inappropriate image manipulation that alters or selectively enhances data, and requires authors to retain original, unprocessed image files that can be provided on request.
  • Acceptable global adjustments (e.g. brightness, contrast) applied to the whole image
  • Requirements to avoid splicing, selective enhancement or removal of features
  • Expectations for labelling, scale bars and multi-panel figures
  • Use of image-screening tools during editorial assessment

Misconduct, complaints & investigations

Covers how we respond to allegations of fabrication, falsification, plagiarism, duplicate publication, peer-review manipulation and other forms of misconduct, following COPE guidance.

Handling concerns
COPE-aligned
Explains how concerns can be raised, what information should be provided, how triage is carried out, and when institutions or funders may be contacted.
  • COPE flowchart-based decision-making
  • Interim expressions of concern
  • Record-keeping and transparency

Corrections, retractions & withdrawals

Sets out how we maintain the integrity of the scholarly record by publishing corrections, expressions of concern and retractions, and how we handle withdrawals before publication.

Maintaining the record
Post-publication
Distinguishes between minor corrections, major corrections, expressions of concern and retractions, and explains how notices are linked to the original articles.
  • When simple errata are sufficient
  • Criteria for retraction vs. expression of concern
  • How third parties can request corrections

Inclusive author name changes

Explains how authors can request updates to their published name, affiliation or pronouns, for example after marriage, divorce or gender transition, while protecting privacy and the integrity of the record.

Author identity updates
Equity & inclusion
Describes the process for requesting name changes on published articles, the documentation (if any) that may be required, and how we minimise unnecessary disclosure to reviewers and readers.
  • Request channels and verification steps
  • When silent (non-notified) corrections are appropriate
  • Coordination with indexers and ORCID records

Accessibility & inclusive publishing

Describes our commitment to accessible content and platforms for authors, reviewers and readers, including those using assistive technologies.

Accessible content & platforms
Readers & authors
Outlines expectations for accessible document formats, use of alternative text for key images, readable layouts and inclusive language across the IUMS journals portfolio.
  • Accessibility considerations for figures, tables and supplementary files
  • Support for screen readers and high-contrast viewing
  • Commitment to inclusive, non-discriminatory language in publications

Research data & code sharing

Describes how authors should manage, preserve and, where appropriate, share underlying research data and analytical code to support transparency and reproducibility.

Data & code availability
Open science
Sets expectations for data availability statements, use of trusted repositories, and protection of participants’ privacy when sharing sensitive data or code.
  • When data should be openly shared vs. controlled access only
  • Recommended repository types (institutional, subject-specific, generalist)
  • Formatting, documentation and citation of shared datasets and code

Preprints, postprints & article sharing

Sets out how authors may share versions of their manuscript before and after peer review, and how preprints interact with submission to IUMS journals.

Version sharing
Preprints & repositories
Clarifies which manuscript versions can be posted on preprint servers or institutional repositories, how to cite preprints, and what happens after an article is accepted and formally published.
  • Preprint posting at or before submission
  • Updating preprint records after acceptance
  • Sharing accepted manuscripts (AAMs) and versions of record (VoR)

APCs, waivers & funding

Summarises how article processing charges (where applicable), waivers and discounts are handled, and emphasises that editorial decisions are independent of authors’ ability to pay.

Charges & waivers
Transparency
Indicates where journal-specific APC information is displayed, how waiver requests are handled, and confirms that peer review and editorial decisions are not influenced by payment status.
  • Who is eligible for waivers or discounts
  • When in the process APCs are discussed

Interlibrary loan (ILL) & text/data mining

Clarifies how libraries, institutions and researchers may use IUMS journal content for interlibrary loan (ILL) and text and data mining (TDM) within the limits of copyright and applicable licences.

Library use & mining
Libraries & institutions
Summarises permitted ILL practices, outlines conditions for TDM on open access and subscription content, and explains how to request clarification or additional permissions where needed.
  • Use of open access content under Creative Commons licences
  • TDM conditions for subscription or licensed content
  • Expectations for attribution and responsible reuse of mined material

Archiving & indexer readiness

Outlines long-term archiving arrangements, how we ensure preservation of the scholarly record, and how we work with indexing services such as Scopus, Web of Science and MEDLINE.

Preservation & archiving
Long term
Describes how articles are preserved through publisher systems and third-party archiving services, and what happens if a journal changes platform or ceases publication.
  • Use of institutional and national repositories
  • Continuity of DOIs and links
Indexers & discoverability
Scopus / WoS / MEDLINE
Summarises how we support journals in meeting indexer criteria and ensuring accurate metadata and stable identifiers for discovery and citation.
  • Minimum metadata requirements across the portfolio
  • DOI assignment, ORCID and funder identifiers
  • Working with indexers on corrections and updates